| We buy | We sell | |
![]() | ||
| currency exchange rates for Almaty |
8 800 080 5099
(Toll free tel line for long-distance calls)Part 1. General information
|
1 |
Full legal name |
|
Joint Stock Company «Delta Bank» |
|
2 |
Short legal name |
|
JSC «Delta Bank» |
|
3 |
Full legal name in English (if any) |
|
Joint Stock Company «Delta Bank» |
|
4 |
Short legal name in English (if any) |
|
JSC «Delta Bank» |
|
5 |
Registration number |
|
4270-1900-АО |
|
6 |
Date of registration |
|
29.08.2007 |
|
7 |
Place of registration |
|
Astana, Republic of Kazakhstan |
|
8 |
Type of banking license |
|
License to conduct banking and other operations and activities in the securities market |
|
9 |
Number and date of license |
|
No 213 dd October 24, 2007 |
|
10 |
Body and place of license issue |
|
Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market and Financial Organizations |
|
11 |
Business address (legal address) |
|
050000, Almaty, Republic of Kazakhstan, |
|
12 |
Correspondence address |
|
050000, Almaty, Republic of Kazakhstan, |
|
13 |
Telephone and fax numbers |
|
Tel. + 7 727 244 85 41, 244 85 55, |
|
14 |
|
|
|
|
15 |
Banking identification code (BIC) |
|
NFBAKZ23 |
|
16 |
Tax identification number |
|
430600000759 |
|
17 |
Information on presence or absence of management body or other bodies at the place of Bank’s registration |
|
Part 2. Structure, market position and other
|
18 |
Shareholders of the Bank (having shares of 5% and more) |
|
As of 10.01.2012 the following shareholders own more than 5% of the Bank’s shares: Sarkulova Kulyash – 9.83% Alimkulov Aziz - 9.83% Saktaganova Galiya – 9.76% Tulebayeva Alma – 9.54% Dzholdybayeva Zhanar – 9.29% Tulepbekov Zhasulan – 9.10% Balmagambetova Almagul – 8.66% Kravchenko Aigul – 8.10% Samzayev Artykbai – 6.85% Akinzhanova Ainur – 6.12% Ahmetzhanova Gulimzhan – 6.12% |
|
19 |
Board of Directors and Management Board |
|
Board of Directors: 1) Shalgimbayeva Galina Chairperson 2) Dzhumagaziyev Erik Member 3) Sisengali Klara Member Independent Director 4) Beikutova Gulnur Member Independent Director 5) Samzayev Nurbol Member Chairperson of the Management Board Management Board: 1) Samzayev Nurbol Chairperson of the Board 2) Mamytaliyev Baglan Deputy Chairperson 3) Aitimov Akylbek Deputy Chairperson 4) Kainarbekova Galiya Deputy Chairperson Chief Accountant |
|
20 |
Information on branches, subsidiaries, additional offices |
|
Aktau Branch Representative office in Ust-Kamenogorsk Additional offices: |
|
21 |
Correspondent banks |
|
- Sberbank, Moscow, Russia |
|
22 |
Name of auditors |
|
KPMG
|
|
23 |
Ratings
|
|
Standard & Poor’s ratings : |
|
24 |
History, market share, competition, information on reorganization, changes in the activities, financial problems in the past, reputation in the local and international markets, market presence and etc.) |
|
|
|
25 |
Information on the Bank available in the international directory «Bankers Almanac» (publishing house «Reed Business Information», UK) or information in the list (registry) of credit institutions, confirmed by relevant documents |
|
|
|
26 |
Registered and paid-in capital
|
|
As of 01.02.2012 the paid-in capital was 15 462 mln KZT
|
Part 3. AML internal control
|
27 |
Does your financial institution have documents, regulating the procedures of internal control to counteract legalization If yes, what are these documents?
|
|
Yes No “Internal control rules on counteracting the legalization (laundering) of illegal proceeds and terrorism financing” approved by the Board of Directors of JSC "Delta Bank". “Policy on counteracting the legalization (laundering) of illegal proceeds and terrorism financing approved by the Board of Directors of JSC "Delta Bank". |
|
28 |
Are “Know Your Customer” rules implemented in the Bank? |
|
Yes No When establishing business relationships with clients, due diligence procedures are taken place. These procedures include checking the client as to its possible involvement in terrorist activities and/ or financing of terrorism. The checking is done in accordance with the list of organizations and persons involved in terrorism and extremism financing. The list is provided by the Bank's authorized body. |
|
29 |
Are your AML policies and practices applied to all branches and/or subsidiaries (if any) of the Bank? |
|
Yes No |
|
30 |
How is the training of Bank’s employees on AML issues conducted?
|
|
Seminars, training courses, distance training are conducted. |
|
31 |
Does your Bank have an employee responsible for organizing AML activities ?
If yes, please give his/her contact information (full name, position, telephone, fax, e-mail) |
|
Yes No Full name: Grents Galina |
|
32 |
Does your Bank have «shell banks» as correspondents or counterparts ? |
|
|
|
33 |
Does your financial institution open anonymous accounts or numbered accounts ? |
|
Yes No |
|
34 |
Does your bank have correspondent relationships with banks If yes, please name these correspondent banks:
|
|
Yes No |
|
35 |
Does your bank have procedures to reasonably ensure that it only operates with correspondent banks that possess licenses to operate in their countries of incorporation ?
|
|
Yes No |
|
36 |
Has your Bank been the subject of any investigation, indictment, conviction or civil enforcement action related to money laundering and terrorists financing in the past five years? |
|
Yes No |
|
37 |
Do your Bank’s AML policies cover relationships with Politically Exposed Persons as your customers ? |
|
Yes No |
|
38 |
Are your AML/CTF policies and practices and their compliance audited by an internal audit structural unit ?
|
|
Yes No |
|
39 |
Are your AML/CTF policies and practices and their compliance audited by an independent external audit? |
|
Yes No |
|
40 |
Date the questionnaire is filled: |
|
02.03.2012 |
| We buy | We sell | |
![]() | ||
| currency exchange rates for Almaty |
For individuals For legal entities Delta Bank Press center Financial statements




